The Dodd-Frank financial oversight law doesn’t protect securities whistleblowers from retaliation unless they report the alleged violation to the Securities and Exchange Commission, the U.S. Supreme Court ruled on Wednesday.
The U.S. Supreme Court granted review in 12 cases Friday, including a challenge to the appointment process for administrative law judges at the Securities and Exchange Commission.
Class action and complex litigation firm Milberg and mass tort firm Sanders Phillips Grossman plan to partner up, becoming Milberg Tadler Phillips Grossman, the American Lawyer and Global…
A former income partner at Katten Muchin Rosenman faces a sentence of up to 20 years in prison when he is sentenced for his role in a securities fraud scheme…
On Friday, the Securities and Exchange Commission filed and obtained an emergency action against PlexCorps, a Canadian company promoting an initial coin offering, or ICO.
A former Foley & Lardner partner has pleaded guilty to insider trading for using information from the law firm’s computer network to make stock trades.
A research scientist pleaded guilty to securities fraud Monday for trading on information about a corporate acquisition that he had learned about through his wife’s legal work at Linklaters.
The Securities and Exchange Commission is alleging that a corporate general counsel participated in a Ponzi scheme that targeted naïve investors in ads that sometimes ran on the Rush Limbaugh Show.
Equifax’s board of directors is reportedly scrutinizing the actions of the company’s chief legal officer, John Kelley, because of two of his duties—overseeing security and approving stock sales by executives.
Updated: A misaddressed email from WilmerHale informed a Wall Street Journal reporter that the Securities and Exchange Commission was investigating the departure of PepsiCo’s general counsel.